PARIENTE, J.
William P. Aubin contracted peritoneal mesothelioma—an incurable, terminal disease—which he claimed was caused by his exposure to SG-210 Calidria, an asbestos product designed and manufactured by Union Carbide Corporation. The jury returned a verdict for Aubin and determined that Union Carbide was liable for Aubin's damages, in part, under theories of both negligence and strict liability defective design and failure to warn.
In Union Carbide Corp. v. Aubin, 97 So.3d 886 (Fla. 3d DCA 2012), the Third District Court of Appeal reversed the jury verdict and $6,624,150 judgment in Aubin's favor, after making three key holdings: (1) the trial court erred in failing to apply the Restatement (Third) of Torts ("Third Restatement"), which exclusively adopts the "risk utility" test for a design defect claim and imposes on plaintiffs the requirement of proving a reasonable alternative design; (2) the design defect was not a cause of Aubin's damages; and (3) the jury instructions given by the trial court regarding the failure to warn were misleading because they failed to discuss Union Carbide's learned intermediary defense—a doctrine setting forth the circumstances under which a manufacturer could discharge its duty to warn the end user by reasonably relying on an intermediary, who has received and has knowledge of the extent of the danger.
Second, in determining that Aubin failed to show that the asbestos designed and manufactured by Union Carbide was the legal cause of Aubin's mesothelioma, the Third District erroneously merged the Third Restatement's definition of design defect with causation, which again creates a conflict as the Third Restatement's definition of a design defect is different than the definition Florida courts have previously used. After applying a proper legal analysis, we conclude that Aubin did present sufficient evidence of causation, and thus the determination of legal causation was properly a jury question based on conflicting evidence. We accordingly further disapprove that aspect of the Third District's opinion, including the conclusion that Union Carbide was entitled to a directed verdict on the design defect claim.
Finally, in reversing the judgment for the failure to warn claim based on the failure to instruct the jury on the learned intermediary defense, the Third District's decision conflicts with the portion of McConnell that holds that the learned intermediary defense is not applicable in this type of asbestos case. See McConnell, 937 So.2d at 156. Although we approve the Third District's holding that the jury could be instructed on the learned intermediary doctrine, we conclude that this issue does not require reversal of the verdict because, while Union Carbide could argue that the learned intermediary defense is applicable to this type of case, it failed to submit proposed jury instructions that accurately discussed the defense. Therefore, the trial court did not err in failing to give Union Carbide's proposed special jury instructions. In looking to the jury instructions as a whole, we conclude that the trial court's instructions were not so misleading as to require a reversal.
Accordingly, we quash the decision of the Third District in Aubin and disapprove adopting the Third Restatement's approach, which uses the risk utility test, instead of the consumer expectations test, and requires plaintiffs to establish a reasonable alternative of how a product could
William P. Aubin worked as a construction supervisor for his father's company between 1972 and 1974, overseeing construction of the residential development Desoto Lakes in Sarasota, Florida. While at work on the construction site, Aubin was exposed to and inhaled respirable dust created by the sanding and sweeping of drywall joint compounds and spraying of ceiling texture sprays. Aubin did not know that these joint compounds and texture sprays contained asbestos and thus did not know that he was inhaling asbestos fibers. In 2008, Aubin was diagnosed with malignant peritoneal mesothelioma, which is a fatal, incurable form of cancer in the lining of the abdomen.
Aubin filed suit against numerous defendants, including Union Carbide, alleging that his disease was caused by asbestos in joint compounds and texture sprays designed, manufactured, and sold by third parties (such as Georgia-Pacific) that contained asbestos supplied by Union Carbide. After resolving his claims against the other defendants through settlement or dismissal, Aubin went to trial solely against Union Carbide on theories of strict liability design defect, strict liability failure to warn, and negligent failure to warn.
The evidence showed that Union Carbide began mining a naturally occurring, unique short fiber form of chrysotile asbestos in 1963 from a deposit in California. After removing the asbestos from the ground, Union Carbide passed it through a centrifuge multiple times to separate the fibers, a process that caused the asbestos to become more efficient as a thickening agent. Union Carbide then formed the asbestos into pellets to reduce dust, packaged it in bags, and sold it in bulk under the trade name SG-210 Calidria for use in many products, including joint compounds and texture sprays.
Union Carbide's asbestos was 99.9% pure in comparison to competitors' asbestos that contained filler. In its marketing literature to manufacturers of products such as the joint compounds and texture sprays at issue, Union Carbide focused on its asbestos's purity and natural properties. For example, a 1971 Union Carbide report explained the "Special Properties of `Calidria' Asbestos" as follows:
While Union Carbide specifically marketed its product to intermediary manufacturers for use of the asbestos in products such as joint compounds, Union Carbide was not involved in the formulation, packaging, or sale of the end products. The intermediary manufacturers combined the asbestos with other ingredients to make end products. However, as the literature from Union Carbide recognized, SG-210 Calidria was a specially designed product subjected to a propriety processing method, in contrast to being more akin to a basic, raw product such as sand. As explained by the Third District regarding the design of SG-210 Calidria:
Aubin, 97 So.3d at 896.
Conflicting evidence was presented at trial as to whether Union Carbide properly warned its intermediary manufacturers—as well as the designers, manufacturers, and sellers of the joint compounds and texture sprays at issue—about the then-known dangers of its product or whether Union Carbide engaged in a misinformation campaign, concealed the truth about the dangers of asbestos from its customers, and did not put warning labels on its asbestos bags. Further, evidence was presented that showed Union Carbide was aware of numerous dangers of its product.
Union Carbide's 1964 "Asbestos Toxicology Report" acknowledged that workers exposed to high concentrations of asbestos dust "were prone to develop ... asbestosis." A 1967 report, known as the Sayers Report, recognized that even a brief exposure to asbestos dust could produce mesothelioma. In 1969, Union Carbide updated its toxicology report to note that "[a] type of cancer named mesothelioma ... has been noted to be associated with asbestos exposure in recent years" and that mesothelioma "may occur in individuals with histories of only slight exposures." However, the 1969 report also reflected the then-accepted view that exposure below a certain number of particles per cubic foot of air would not result in disease and recommended the use of respirators where those limits would be exceeded.
In 1972, the Occupational Safety and Health Administration (OSHA) mandated the following warning for asbestos and certain asbestos-containing products, and Union Carbide began placing this new warning on the bags of asbestos it sold:
Evidence showed that OSHA limits for occupational exposure indicated that no mask needed to be worn where one's exposure to asbestos did not exceed five fibers that were greater than five microns in length per milliliter of air. Testimony at trial demonstrated that nearly all of Union Carbide's SG-210 Calidria asbestos was less than five microns in length. However, there was also evidence that Union Carbide had commissioned a study on rats that showed that short asbestos fibers— like those in Union Carbide's SG-210 Calidria asbestos—were actually more dangerous than longer fibers in increasing the risk of producing tumors.
The Third District correctly explained the factual disputes in this case on Union Carbide's failure to warn the end user:
Aubin, 97 So.3d at 901.
Aubin testified that he never wore any kind of protective device and did not recall seeing warnings on the products he used,
Aubin presented expert testimony to demonstrate that exposure to respirable asbestos, such as the SG-210 Calidria manufactured by Union Carbide, causes peritoneal mesothelioma. Aubin also presented expert testimony that his exposure to Union Carbide's asbestos through the ordinary use of the joint compounds and texture sprays was a substantial contributing cause of his peritoneal mesothelioma. In contrast, Union Carbide presented expert testimony that chrysotile asbestos, such as the type manufactured by Union Carbide, is no more likely to cause mesothelioma in its designed state than in its pure state.
At the close of evidence, Union Carbide moved for a directed verdict, which the trial court denied. As to the issue of warnings, Aubin proposed a special jury instruction regarding the failure to warn, to which Union Carbide objected as being incomplete because it did not include special instructions as to the learned intermediary defense. Union Carbide also proposed its own special jury instructions on the failure to warn claim.
The trial court gave a special jury instruction in accordance with Aubin's request and rejected Union Carbide's proposed instructions regarding the warnings. The instruction given, as proposed by Aubin, stated: "An asbestos manufacturer, such as Union Carbide Corporation, has a duty to warn end users of an unreasonable danger in the contemplated use of its products."
The relevant instructions included both the Standard Jury Instructions and several special instructions:
(Emphasis added as to non-standard instructions.)
Regarding the proposed verdict, Union Carbide objected to the form of the verdict because it failed to provide for special interrogatories separately as to both negligent design and negligent warning, as well as strict liability failure to warn and strict liability design defect. The trial court overruled Union Carbide's objections.
The verdict, with the jury's answers, stated as follows:
WE, THE JURY, return the following verdict:
The jury returned a $14,191,000 verdict for Aubin, finding that Union Carbide's negligence was the legal cause of Aubin's damages and that Union Carbide placed products on the market with a defect that was the legal cause of Aubin's damages. However, the jury also found that some of the intermediaries were liable, attributing only 46.25% of the fault to Union Carbide and apportioning the remaining 53.75% to several intermediaries whose "negligence or defect" it found to be a contributing cause of Aubin's damages. Specifically, the jury attributed 8.75% of the fault to Georgia Pacific, LLC; 7.5% of the fault to Kaiser Gypsum Company; 12.5% of the fault to Premix Marbletite Manufacturing Company; and 25% of the fault to U.S. Gypsum Company, while also finding several other intermediaries not at fault.
Union Carbide appealed, and the Third District reversed, holding that the trial court erred by denying Union Carbide's
First, the Third District held that the trial court committed reversible error by applying the Second Restatement, rather than the Third Restatement, to strict products liability design defect claims:
Aubin, 97 So.3d at 896-97 (emphasis added).
Second, the Third District held that although there was sufficient evidence for the jury to conclude that SG-210 Calidria was a "designed" product and that the design was "defective," Union Carbide was entitled to a directed verdict on the design defect claim because Aubin failed to present evidence that the defective design of the product caused Aubin's harm. Id. at 897-98. In other words, the Third District concluded that the asbestos in SG-210 Calidria was no more dangerous in its designed and manufactured state than asbestos was as a raw material:
In this case, Aubin failed to present any evidence suggesting that the defective design of SG-210 Calidria caused Aubin's harm. While there is record evidence suggesting that the design of SG-210 Calidria caused it to be more dangerous with respect to the contraction of asbestosis than raw chrysotile asbestos, such evidence is irrelevant to Aubin's design defect claim because Aubin did not contract asbestosis; he contracted mesothelioma. And as was established above, Aubin failed to present any evidence suggesting that the purported design defect of SG-210 Calidria made it more dangerous than raw chrysotile asbestos with respect to the contraction of mesothelioma. It is clear, therefore, that Aubin pointed to nothing other than the dangerous propensities of basic, raw chrysotile asbestos as the source of his harm. As we have already explained, such evidence is legally insufficient under the Third Restatement because "products are not generically defective merely because they are dangerous." Id. Accordingly, a plaintiff must demonstrate that the product's defective design, rather than its basic, raw, and naturally occurring characteristics, caused the plaintiff's harm. See Restatement (Third) of Torts: Products Liability § 5. Because Aubin introduced no evidence demonstrating that the design of SG-210 Calidria caused it to be more dangerous than it naturally is with respect to the harm suffered by Aubin, the trial court erred in denying Union Carbide's motion for a directed verdict pertaining to Aubin's design defect claim.
Id. (emphasis added).
Finally, the Third District held that the trial court reversibly erred on the warning claim by providing incomplete jury instructions, which informed the jury that Union Carbide had a duty to warn the ultimate users of an unreasonable danger in the contemplated use of its product but failed to instruct the jury that this duty could be discharged by reasonable reliance on an intermediary. In disagreeing with the trial court's reliance on the Fourth District's opinion in McConnell, the Third District explained:
Id. at 904 n. 6. Accordingly, the Third District affirmed in part and reversed in part, remanding the action for a new trial. Id. at 904.
Aubin raises three issues before this Court: (1) whether the Third District ignored this Court's precedent in West by applying the Third Restatement; (2) whether the Third District erred in holding that Aubin failed to present sufficient evidence that the defective design of SG-210 Calidria caused his mesothelioma; and (3) whether the Third District erred in determining that Union Carbide was entitled to a jury instruction on the learned intermediary defense. We address each issue in turn.
We first consider the Third District's decision to apply the Third Restatement, which expressly and directly conflicts with our holding in West, 336 So.2d 80, and with the Fourth District's decision in McConnell, 937 So.2d 148, both of which applied the consumer expectations test set forth in the Second Restatement as the test for design defect under strict products liability. In analyzing this claim, we must review the cases applying the consumer expectations test and then contrast that approach with the Third District's adoption of the Third Restatement. We then analyze other state supreme court opinions that have considered this same question and expressed concern that the Third Restatement's approach in strict products liability cases creates numerous public policy concerns that are inconsistent with the purpose behind adopting strict liability. In doing so, we emphasize that the Restatement is not a uniform code that is promulgated to harmonize the law throughout the states. For the reasons set forth below, we conclude that the Second Restatement, which applies the consumer expectations test as the appropriate test for determining a design defect, is more closely aligned with the policy reasons behind Florida's adoption of strict liability in products design cases.
In West, this Court addressed the issue of whether a manufacturer may be held liable under the theory of strict liability in tort for injury to a user of the defective product and, joining the majority of jurisdictions that had considered the issue, adopted strict products liability:
West, 336 So.2d at 86-87. In enunciating the policy reasons for the importance of strict liability, a unanimous Court explained:
Id. at 92. We noted that prior Florida courts had imposed strict liability in tort in such situations and that this approach was also in conformity with the principles set forth in the Second Restatement. Id. at 86.
The Second Restatement applies the "consumer expectations" test, which considers whether a product is unreasonably dangerous in design because it failed to perform as safely as an ordinary consumer would expect when used as intended or in a reasonably foreseeable manner. See Restatement (Second) of Torts § 402A (1965). This test intrinsically recognizes that a manufacturer plays a central role in establishing the consumers' expectations for a particular product, which in turn motivates consumers to purchase the product.
Since our adoption of the consumer expectations test, we have rejected applying legal principles that are inconsistent with the general philosophy espoused by this Court in West. See, e.g., Auburn Mach. Works Co. v. Jones, 366 So.2d 1167, 1167 (Fla.1979) (rejecting the patent danger doctrine, which insulates manufacturers from liability if a dangerous product does not create a unknown risk to the user and is without any latent defect, as a total defense to strict liability claims involving defective products); Ford Motor Co. v. Hill, 404 So.2d 1049, 1050-52 (Fla.1981) (rejecting the argument that only a negligence standard should apply to design defect claims).
The principles this Court set forth in West have been subsequently applied for almost four decades to cases involving a variety of products and contexts. See, e.g., Samuel Friedland Family Enter. v. Amoroso, 630 So.2d 1067, 1071 (Fla.1994) (applying West to commercial lessors who were in the business of leasing a sailboat, which was an allegedly defective product); Stazenski v. Tennant Co., 617 So.2d 344, 346 (Fla. 1st DCA 1993) (applying West to a manufacturing defect claim regarding an industrial sweeper); Visnoski v. J.C. Penney Co., 477 So.2d 29, 29 (Fla. 2d DCA 1985) (applying West to strict liability claims against retailers); Liggett Group, Inc. v. Davis, 973 So.2d 467, 473-75 (Fla. 4th DCA 2007) (applying the Second Restatement and West in a claim involving cigarette smoking injuries); Cintron v. Osmose Wood Preserving, Inc., 681 So.2d 859, 861 (Fla. 5th DCA 1996) (applying West in a strict liability claim regarding flame retardant plywood).
In fact, two prior cases from the Fourth District, Kavanaugh and McConnell, involved this exact product—SG-210 Calidria—and the same defendant. See Kavanaugh, 879 So.2d at 45; McConnell, 937 So.2d at 154. In Kavanaugh, the Fourth District affirmed a jury verdict of $1,153,000 against Union Carbide, where the jury found Union Carbide 100% liable for Kavanaugh's damages related to asbestos exposure during "his employ as a carpenter when he sanded joint compound
On appeal, Union Carbide claimed that it was entitled to a directed verdict on the failure to warn claim because "it satisfied its duty to warn by informing Georgia-Pacific of the hazards of asbestos" and that "as a bulk supplier, it had no affirmative duty to warn ultimate users of asbestos." Id. at 44. In rejecting Union Carbide's claim that, as a matter of law, it could not be responsible for warning ultimate users, the Fourth District relied on factors set forth in section 388 of the Second Restatement, concluding that Union Carbide did not fulfill its duty to warn. In affirming the jury verdict, the Fourth District noted that Union Carbide "provided Georgia-Pacific with limited information which was not communicated to the ultimate users. Because [Union Carbide] did not take reasonable precautions under the circumstances, its duty to warn did not stop with Georgia-Pacific, but continued to the ultimate user." Id. at 46.
In McConnell, 937 So.2d at 149, the Fourth District faced a similar factual scenario, in which the plaintiff worked for various drywall businesses and often used "Ready Mix," a joint compound that contained Calidria asbestos. The plaintiff asserted that he was never warned that the joint compound contained asbestos and, as a consequence of using the product as intended, he inhaled asbestos fibers manufactured by Union Carbide, which caused him to develop asbestosis. Id. at 149-50.
Union Carbide argued that the jury should not be instructed on the design or manufacturing defect as a basis for strict liability because it sold only "raw" asbestos, which was incapable of being defectively manufactured or designed. Id. at 150. The trial court agreed that Union Carbide could not be strictly liable for a product defect because the product was "raw" asbestos. Id.
On appeal, the Fourth District rejected that argument, relying on Union Carbide's own marketing literature, which promoted its proprietary manufacturing process that caused Calidria asbestos to go "twice as far" as that of their competitors. Id. The Fourth District concluded that the plaintiffs were entitled to have the jury instructed as to the consumer expectations test for strict liability, which originated in section 402A of the Second Restatement. Id. at 155. In making this determination, the Fourth District relied on Force v. Ford Motor Co., 879 So.2d 103, 106 (Fla. 5th DCA 2004), which held that "[u]nder the consumer-expectation theory a product is defectively designed if the plaintiff is able to demonstrate that the product did not perform as safely as an ordinary consumer would expect when used in the intended or reasonably foreseeable manner." McConnell, 937 So.2d at 151 (quoting Force, 879 So.2d at 106).
In contrast to McConnell and Kavanaugh, both of which applied the Second Restatement to similar scenarios, in Aubin, the Third District explicitly rejected the application of the consumer expectations test in section 402A of the Second Restatement. Instead, the Third District held that the proper test for design defect was articulated in the Third Restatement, concluding that the risk utility test and the component parts doctrine, as explained in sections 2 and 5 of the Third Restatement, Products Liability, were applicable to the
Thus, in approving the use of the Third Restatement, the Third District utilized the risk utility test as the legal standard for a design defect claim, in which the plaintiff must demonstrate that "the foreseeable risks of harm posed by the product could have been reduced or avoided by the adoption of a reasonable alternative design by the seller or other distributor, or a predecessor in the commercial chain of distribution, and the omission of the alternative design renders the product not reasonably safe." Kohler, 907 So.2d at 599. Specifically, the pertinent portion of the Third Restatement reads as follows:
Restatement (Third) of Torts: Products Liability § 2 (1998) (emphasis added).
The critical difference regarding design defects between the Second Restatement and the Third Restatement is that the Third Restatement not only replaces the consumer expectations test with the risk utility test but also requires the plaintiff to demonstrate the existence of "a reasonable alternative design." Id. The intent of the Third Restatement to introduce foreseeability of the risk as a part of a plaintiff's proof of an action for design defects is evident. As Comment (a) to Section 2 of the Third Restatement explains, the Third Restatement incorporates an element of foreseeability of risk of harm and a risk-benefit test. Id. By introducing foreseeability of the risk to the manufacturer as part of the calculus for design defect and requiring proof of a "reasonable alternative design," the Third Restatement reintroduces principles of negligence into strict liability.
In determining whether to adhere to our precedent and continue to apply the Second Restatement or to adopt the Third Restatement in strict liability design defect cases, we are assisted by the reasoning of several state supreme courts, which were confronted with similar decisions and declined to adopt the Third Restatement because
First, by departing from the consumer expectations test, set forth in the Second Restatement, and instead focusing on the foreseeability of the risk of harm, including a cost-benefit analysis, the Third Restatement "blurs the distinction between strict products liability claims and negligence claims." Green, 629 N.W.2d at 751. Rather than focusing on the design of the product, it focuses on the conduct of the manufacturer.
Besides shifting the emphasis away from strict liability principles, the Third Restatement's risk utility test imposes a higher burden on consumers to prove a design defect than exists in negligence cases—the antithesis of adopting strict products liability in the first place. As explained by the Supreme Court of Wisconsin:
Green, 629 N.W.2d at 751-52 (footnote omitted).
The Third Restatement, in some instances, could insulate a manufacturer from all liability for unreasonably dangerous products solely because a reasonable alternative design for that type of product may be unavailable. The Supreme Court of Pennsylvania, in a scholarly and thoughtful analysis, explained its reasons behind rejecting the Third Restatement's approach:
Tincher, 104 A.3d at 395.
While the original purpose of imposing strict liability for defective and unreasonably
Delaney, 999 P.2d at 945 (emphasis added). Clearly, the Third Restatement fails to consider the crucial link between a manufacturer establishing the reasonable expectations of a product that in turn cause consumers to demand that product.
Further, the Third Restatement places upon the plaintiff an additional burdensome element of proof, requiring the injured consumer to step into the shoes of a manufacturer and prove that a reasonable alternative design was available to the manufacturer. Even while recognizing exceptions to requiring proof of a reasonable alternative design, under the Third Restatement, the burden is still placed on the plaintiff to demonstrate his or her exemption from this additional requirement.
The Supreme Court of Connecticut has expressed similar concerns: "in some instances, a product may be in a defective condition unreasonably dangerous to the user even though no feasible alternative design is available." Potter, 694 A.2d at 1332. As explained in Potter, the "feasible alternative design requirement imposes an undue burden on plaintiffs that might preclude otherwise valid claims from jury consideration." Id.
In fact, many states have expressed concerns about the Third Restatement itself, as it pertains to strict products liability.
Delaney, 999 P.2d at 945-46; accord Potter, 694 A.2d at 1331 (requirement of a reasonable alternative design as part of the plaintiff's proof is not the view of a majority of jurisdictions).
Tincher, 104 A.3d at 396-97.
While the Third Restatement was intended to restate the law as decided by
For example, Florida is counted by the reporters as having adopted the "risk/benefit" test for design defect cases and implicitly requiring proof of a reasonable alternative design. See Restatement (Third) of Torts: Prods. Liab § 2(b), Reporters' Note, cmt. d (1998). In support, the reporters rely on Radiation Technology, Inc. v. Ware Construction Co., 445 So.2d 329 (Fla.1983), as the "leading case" in Florida for these legal principles. But this reliance is misplaced because Radiation Technology was not a strict liability case—the legal issue before the Court involved a jury instruction in a negligence action. Radiation Tech., 445 So.2d at 331. In fact, in that decision, this Court explicitly noted the adoption of strict liability in West and then referred to the definition of strict liability under the Second Restatement. Id.
In considering which approach is in line with our prior strict liability jurisprudence, we are in accord with those state supreme courts that have thoughtfully considered this issue and determined that the Third Restatement's new approach is inconsistent with the rationale behind the adoption of strict products liability. The Third Restatement is, in fact, contrary to this state's prior precedent. Decades ago, this Court recognized that the reason behind adopting strict products liability was based in part on the policy that "[t]he manufacturer, by placing on the market a potentially dangerous product for use and consumption and by inducement and promotion encouraging the use of these products, thereby undertakes a certain and special responsibility toward the consuming public who may be injured by it." West, 336 So.2d at 86. Thus, in approaching design defect claims, we adhere to the consumer expectations test, as set forth in the Second Restatement, and reject the categorical adoption of the Third Restatement and its reasonable alternative design requirement.
The important aspect of strict products liability that led to our adoption in West remains true today: the burden of compensating victims of unreasonably dangerous products is placed on the manufacturers, who are most able to protect against the risk of harm, and not on the consumer injured by the product. Increasing the burden for injured consumers to prove their strict liability claims for unreasonably dangerous products that were placed into the stream of commerce is contrary to the policy reasons behind the adoption of strict liability in West.
Adopting the definition of design defect advanced by the Third Restatement would frustrate these policy concerns. As the Supreme Court of Wisconsin recognized:
Green, 629 N.W.2d at 752.
Further, a manufacturer plays a pivotal role in crafting the image of a product and establishing the consumers' expectations for that product, a portrayal which in turn motivates consumers to purchase that particular product. The consumer expectations test thus rightly focuses on the expectations that a manufacturer creates. The Third Restatement's risk utility test shifts away from this focus and, in fact, imposes a higher burden on consumers to prove a design defect than exists in negligence cases—the exact opposite of the purposes of adopting strict products liability in the first place.
The consumer expectations test does not inherently favor either party. In fact, manufacturers have at times sought application of the consumer expectations test over the risk utility test, such as in cases involving tobacco products or where a danger was open and obvious. See Larry S. Stewart, Strict Liability for Defective Product Design: The Quest for A Well-Ordered Regime, 74 Brook. L.Rev. 1039, 1059 n.33 (2009).
While we conclude that the Third Restatement's risk utility test and establishment of a reasonable alternative design mandate are not requirements for finding strict liability, we note that nothing precludes the plaintiff in proving his or her case from showing that alternative safer designs exist—or for that matter precludes the defendant from showing that it could not have made the product any safer through reasonable alternative designs. The Third Restatement, while rejecting the consumer expectations test as an independent basis for defining strict liability design defect, also provides that a "broad range of factors may be considered in determining whether an alternative design is reasonable and whether its omission renders a product not reasonably safe under this provision, including, among others, the magnitude and probability of the foreseeable risks of harm, the instructions and warnings accompanying the product, and the nature and strength of consumer expectations regarding the product, including expectations arising from product portrayal and marketing." Am. L. Prod. Liab. 3d § 28:3. In this regard, we conclude—as did the Supreme Courts of Kansas, Pennsylvania, and Wisconsin—that the plaintiff is not required, but is permitted, to demonstrate the feasibility of an alternative safer design and that the defendant may present evidence that no reasonable alternative design existed, while also arguing in defense that the benefit of the product's design outweighed any risks of injury or death caused by the design. See Delaney, 999 P.2d at 944; Tincher, 104 A.3d at 397; Godoy ex rel. Gramling v. E.I. du Pont de Nemours & Co., 319 Wis.2d 91, 768 N.W.2d 674, 686 (2009).
As the Supreme Court of Pennsylvania explained, allowing evidence of a reasonable alternative design is different than mandating evidence of a reasonable alternative design as part of the plaintiff's burden of proof:
Tincher, 104 A.3d at 397.
In fact, the jury instructions approved by this Court use both the consumer expectations test and risk utility test as alternative definitions of design defect. See In re Std. Jury Instr. in Civ. Cases—Report No. 13-01, 160 So.3d 869, 871 (Fla. 2015). These alternative definitions have been in effect for over two decades after the Court directed the Committee on Standard Jury Instructions to improve its products liability instructions. See Ford Motor Co., 404 So.2d at 1052 n.4. Significantly, however, there is absolutely no requirement embodied in the Standard Jury Instructions, nor has this Court ever adopted a requirement as set forth in the Third Restatement, that the plaintiff must either present proof of a reasonable alternative design or establish that the product was manifestly unreasonable before the requirement of proof of an alternative design could be excused. We do not direct, at this point, whether the standard jury instructions should be modified in light of this opinion. The parties may, in proving or defending against such claims, present evidence that a reasonable alternative design existed and argue whether the benefit of the product's design outweighed any risks of injury or death caused by the design.
Consistent with our decision in West, we approve the portion of McConnell that applied the Second Restatement, including its holding that correctly focused on the consumer expectations test. We decline to recede from our precedent in West and thus disapprove of the Third District's decisions in Aubin, Kohler, and Agrofollajes, which adopted and applied the Third Restatement.
Next, Aubin asserts that the Third District erred when it held that Aubin failed to present sufficient evidence that the defective design of SG-210 Calidria caused Aubin's harm and thus Union Carbide was entitled to a directed verdict on the design defect claim. While the Third District concluded that Aubin presented sufficient evidence to prove that SG-210 Calidria was a "designed" product and that the design of SG-210 Calidria was "defective," the Third District nevertheless concluded that Aubin did not establish causation under the Third Restatement in light of the fact that Aubin "failed to introduce any evidence suggesting SG-210 Calidria was more dangerous than raw chrysotile asbestos with respect to the contraction of cancer or peritoneal mesothelioma." Aubin, 97 So.3d at 890.
We conclude that the Third District improperly merged the Third Restatement's definition of design defect with causation,
However, in analyzing causation, the Third District conflated this element with the Third Restatement's definition of a design defect, requiring a plaintiff to show that SG-210 Calidria asbestos was more dangerous than raw asbestos in causing mesothelioma. First, the use of the Third Restatement's definition of a design defect is contrary to the consumer expectations test, as set forth in the Second Restatement. Under the consumer expectations test, a product is considered to be defective "where the product is, at the time it leaves the seller's hands, in a condition not contemplated by the ultimate consumer, which will be unreasonably dangerous to him." Restatement (Second) of Torts § 402A cmt. g. (1965). Second, causation addresses only whether the defect caused the harm. The proper test of causation is not to compare the dangerousness of one product with another unreasonably dangerous product.
Our review of the record demonstrates that the trial court correctly refused to direct a verdict for Union Carbide on its design defect claim because Aubin did in fact present sufficient evidence on causation to allow this claim to be considered by the jury. In applying the correct standard for causation, Aubin was merely required to show that the defective design of the SG-210 Calidria directly and in natural and continuous sequence produced or contributed substantially to producing Aubin's mesothelioma, so that it can reasonably be said that, but for the defect, the injury would not have occurred.
The evidence presented at trial demonstrated that, as to the design of the SG-210 Calidria, Union Carbide specifically mined the short fiber form of chrysotile asbestos and subjected this asbestos to a "proprietary manufacturing process" in order to yield "essentially a pure asbestos fiber content" that had a unique shape and physical structure. Union Carbide then created different grades based on the asbestos, including a resin grade for nonaqueous markets and a standard grade. SG-210 Calidria was distinctive in that it was subjected to the centrifuge process twice, which was significant to the manufacturing process, given that the more times chrysotile asbestos passed through this system, the more the fibers were pulled apart from each other, thereby increasing the efficiency of the product. This material, unlike raw asbestos, was specifically designed to be incorporated into such products as joint compounds and texture sprays. Further, Union Carbide
Because we conclude that Aubin presented sufficient evidence to avoid a directed verdict on causation, the Third District erred as a matter of law in taking this issue away from the jury. See Cox v. St. Josephs Hosp., 71 So.3d 795, 800-01 (Fla. 2011).
In the final issue, Aubin asserts that the Third District erred in determining that Union Carbide was entitled to a new trial based on a jury instruction pertaining to its duty to warn the end user and the failure to instruct on the learned intermediary defense. In analyzing this issue, we first review the learned intermediary defense and determine that Union Carbide could present this defense to the jury. We then consider whether the trial court erred in failing to give the proposed instruction on the learned intermediary defense and determine that the trial court did not err because the requested jury instruction pertaining to this defense was misleading. We conclude that granting a new trial on this issue was error.
Both Aubin and Union Carbide requested special instructions based on the fact that Union Carbide supplied its asbestos product to intermediary manufacturers, which used the asbestos to produce the final products, such as joint compounds, purchased by the end users. The parties disagreed, however, on the state of the law regarding the duty to warn end users, and each submitted proposed jury instructions pertaining to the duty to warn. Aubin requested the trial court to include a general instruction that Union Carbide had the duty to warn the end user, while Union Carbide asserted that it was entitled to an instruction pertaining to the learned intermediary defense and whether Union Carbide had fulfilled its duty to warn by warning the intermediaries as to the dangers.
As correctly stated in Kavanaugh, Union Carbide "as a bulk supplier of asbestos, had a duty to warn of the danger of its product." Kavanaugh, 879 So.2d at 44. "Under the Second Restatement, [Union Carbide] is liable if it knowingly placed a dangerous product on the market, the dangerous condition of which is unnoticeable, and failed to properly warn of the dangerous condition." Id. The manufacturer may be able to rely on an intermediary to relay the warnings to the end user but the intermediary must be "learned"; that is, "one who has knowledge of the danger and whose position vis-a-vis the manufacturer and consumer, confers a duty to convey the requisite warnings to the consumer." Kavanaugh, 879 So.2d at 44 (quoting Brito v. Cty. of Palm Beach, 753 So.2d 109, 111 n.1 (Fla. 4th DCA 1998)). However, as the Third District has recognized, the "learned intermediary doctrine" is not a complete defense and explained that the "intermediary's level of education, knowledge, expertise, and relationship with the end-users is informative, but not dispositive, on the issue of whether it was reasonable for the manufacturer to rely on that intermediary to relay the warning to end users." Aubin, 97 So.3d at 900.
Further, in certain instances, warnings from a supplier to a manufacturer alone are insufficient, as explained in the Second Restatement:
Restatement (Second) of Torts § 388 cmt.1 (1965).
Thus, a manufacturer may not be able to reasonably rely on an intermediary to provide warnings if the manufacturer knows that the necessary warnings would render the product less valuable and provide an incentive to the intermediary to withhold the necessary information from the consumer. Likewise, if the manufacturer, such as Union Carbide, did not adequately convey the danger to the intermediary or take steps to ensure that the intermediary would adequately warn the end user, a manufacturer may not be reasonable in relying on an intermediary to pass along such a crucial warning to the end user. The reasonableness of a manufacturer's reliance on an intermediary to convey the warnings to the end user is also impacted by the dangerousness of the product. In general, the greater the harm
In this case, the Third District concluded that under both the Second and Third Restatements, "the determination as to whether a bulk supplier may rely on an intermediary to warn end users is a question reserved for the trier of fact." Aubin, 97 So.3d at 900. However, the Third District held that the trial court did not adequately inform the jury about the learned intermediary defense and further observed that the trial court may have relied on the decision in McConnell, which incorrectly concluded that the learned intermediary defense "is not applicable to Calidria Asbestos and Ready-Mix with its hidden measure of asbestos." Aubin, 97 So.3d at 904 n.6 (quoting McConnell, 937 So.2d at 156).
The Third District explained the error in McConnell, which was based upon a flawed reading of the decision in Kavanaugh:
Aubin, 97 So.3d at 904. We agree that in McConnell, the Fourth District erroneously went farther than Kavanaugh and failed to recognize that determining whether the duty to warn the end user can be discharged by warning the intermediary was a jury question. We therefore agree with the Third District that the learned intermediary defense is a doctrine that a manufacturer can use to argue to the jury that its duty to warn was fulfilled, provided that the evidence supports that defense and the jury instruction accurately explains the factors for the jury to consider in determining whether the manufacturer's reliance was reasonable. We disapprove of McConnell to the extent that it is inconsistent with our opinion here.
The Third District further concluded that because of the erroneous reliance on McConnell, the jury was not fully instructed on the learned intermediary defense and thus Union Carbide was entitled to a new trial in order to present its defense. Accordingly, we analyze whether the jury instructions given in this case amount to reversible error and thus mandate a new trial.
Generally, the applicable standard jury instructions are presumed correct and should be given unless such instructions are erroneous or inadequate. See, e.g., Moss v. Kountry Kitchen. of Key Largo, Inc., 952 So.2d 558, 559 (Fla. 3d DCA 2007); McConnell, 937 So.2d at 153; Freeman v. State,
A party is entitled to have the jury instructed on the theory of its case when the evidence supports that theory. See OB/GYN Specialists of Palm Beaches, P.A. v. Mejia, 134 So.3d 1084, 1091 (Fla. 4th DCA 2014); Barkett v. Gomez, 908 So.2d 1084, 1086 (Fla. 3d DCA 2005). To demonstrate that the trial court erred in failing to give a requested jury instruction, a party must show "the requested instruction contained an accurate statement of the law, the facts in the case supported a giving of the instruction, and the instruction was necessary for the jury to properly resolve the issues in the case." Barkett, 908 So.2d at 1086; see also Force, 879 So.2d at 106; Smith v. Hugo, 714 So.2d 467, 468 (Fla. 4th DCA 1998).
In determining whether an erroneous jury instruction amounts to reversible error, the appellate court must assess whether the instruction reasonably might have misled the jury. See McPhee v. Paul Revere Life Ins. Co., 883 So.2d 364, 368 (Fla. 4th DCA 2004) ("[T]he test for reversible error arising from an erroneous jury instruction is not whether the instruction misled, but only whether it reasonably might have misled the jury."); Jacobs v. Westgate, 766 So.2d 1175, 1180 (Fla. 3d DCA 2000) ("Reversal is required where a jury might reasonably have been misled, regardless of whether it has actually been misled."). To properly preserve this error, there must be a timely, specific objection to the jury instruction. See Feliciano v. Sch. Bd. of Palm Beach Cty., 776 So.2d 306, 308 (Fla. 4th DCA 2000); City of Orlando v. Birmingham, 539 So.2d 1133, 1134-35 (Fla.1989).
In this case, Aubin and Union Carbide each requested a special jury instruction based on the fact that Union Carbide supplied its asbestos product to separate third-party intermediaries that produced the final products sold to the end users, such as joint compounds. Aubin requested the trial court to include an instruction that Union Carbide had the duty to warn the end user, relying on McConnell from the Fourth District. This special jury instruction stated: "An asbestos
Union Carbide objected to this instruction because it did not recognize the learned intermediary defense or provide the jury with the factors that the jury should consider in determining whether Union Carbide fulfilled its duty to warn. Union Carbide tendered its own instructions regarding the factors that the jury could consider when applying the learned intermediary defense:
After considering both parties' proposed instructions, the trial court determined that Aubin's proposed instruction on the duty to warn should be given and rejected Union Carbide's proposed instructions. The jury ultimately attributed 46.25% of the fault to Union Carbide and apportioned the remaining 53.75% to several intermediaries listed on the verdict form. The Third District, however, held that while Aubin's requested special instruction on the duty to warn that the trial court gave was "technically accurate," it was misleading standing alone because it failed to inform the jury that a manufacturer could discharge its duty to warn by reasonably relying on a learned intermediary. Aubin, 97 So.3d at 902.
After examining the record and comparing the cases in support of the proposed jury instructions with the proposed instructions themselves, we reject Union Carbide's argument that the trial court committed reversible error in failing to instruct on this theory. The special jury instructions requested by Union Carbide did not provide an accurate statement of the law as to this defense. In order to show that the trial court erred in failing to give its requested jury instruction, Union Carbide must show "the requested instruction contained an accurate statement of the law, the facts in the case supported a giving of the instruction, and the instruction was necessary for the jury to properly resolve the issues in the case." Barkett, 908 So.2d at 1086.
This Union Carbide has not done. In fact, some of the factors that Union Carbide proposed are directly contrary to principles of law established in other asbestos litigation and in the cases that the proposed jury instructions relied upon. For example, one of the factors proposed by Union Carbide was whether the intermediaries were aware that asbestos is dangerous. However, as the Fourth District correctly recognized in McConnell, 937 So.2d at 154, a jury would be reasonably misled by such a jury instruction that strongly implies that a learned intermediary's specific knowledge about a defect, rather than the end user's knowledge, is the focus of Florida's strict liability law. Likewise, the factor that the jury should consider whether Union Carbide had access to the learned intermediary's customers is misleading, as neither the caselaw
As we have explained, both the Second and Third Restatements provide that the learned intermediary defense permits a manufacturer to rely on an intermediary to relay warnings to the end user, provided that reliance is reasonable, based on the following nonexclusive factors: the gravity of the risks posed by the product, the likelihood that the intermediary will convey the information to the ultimate end user, and the feasibility and effectiveness of directly warning the end user. Union Carbide's proposed instructions did not clearly address these factors and in fact were misleading in this regard.
"When non-standard instructions are proposed, trial courts face an analytical task similar in kind to that performed by the thirty-two member Florida Standard Jury Instructions Committee—without the luxury of time." R.J. Reynolds Tobacco Co. v. Jewett, 106 So.3d 465, 469 (Fla. 1st DCA 2012). Thus, non-standard proposed instructions must be legally accurate and factually relevant. Id.
A party cannot complain on appeal that a trial court committed reversible error by failing to correct that party's own inaccurate and misleading proposed instructions. In fact, permitting parties to raise such issues on appeal would invite parties to deliberately propose inaccurate instructions so that such a party could either complain that the trial court committed reversible error in failing to correct the error or that the trial court erred in how it corrected the inaccurate instructions. Since Union Carbide's proposed jury instructions did not contain an accurate statement of the law, the trial court did not err in failing to give these instructions.
After reviewing the jury instructions as a whole, we conclude that the instructions given by the trial court were not misleading. Although special jury instructions could be fashioned to explain the learned intermediary defense, the absence of these instructions did not render the jury instructions as a whole erroneous. This is especially so because the special instructions requested by Union Carbide were in themselves misleading and not an accurate statement of the learned intermediary defense.
Given the instructions that the jury was provided, the actual findings of the jury that apportioned fault to several of the intermediaries, and the arguments of counsel, as well as the failure of Union Carbide to provide accurate jury instructions on the learned intermediary defense, we conclude that no reversible error occurred. Accordingly, while we disapprove McConnell to the extent it could be read as determining as a matter of law that the duty to warn end users can never be satisfied by reasonably relying on a warning to a learned intermediary, we nevertheless conclude that there is no basis for finding reversible error in this case.
For the reasons set forth in this opinion, we hold that the Third District erred in
Thus, we quash the Third District's decision and also disapprove of the Third District's prior cases of Kohler, 907 So.2d 596, and Agrofollajes, 48 So.3d 976, as to the adoption and application of the Third Restatement. We further disapprove the Third District's conclusion that no defective design was demonstrated because Aubin failed to show causation. As to the failure to warn claim, we agree with the Third District's discussion of the learned intermediary defense, which is in accordance with the Fourth District's decision in Kavanaugh. To the extent that the Fourth District's opinion in McConnell could be construed to disallow any special instruction on the learned intermediary defense, we disapprove that portion of the McConnell opinion. In sum, we conclude that the Third District erroneously reversed the final judgment and remand this case to the Third District with directions that the judgment be reinstated.
It is so ordered.
LABARGA, C.J., and LEWIS, QUINCE, and PERRY, JJ., concur.
POLSTON, J., dissents with an opinion, in which CANADY, J., concur.
POLSTON, J., dissenting.
I agree with the Third District Court of Appeal that Union Carbide is entitled to a new trial since the jury instruction on Aubin's failure to warn claims—namely, "[a]n asbestos manufacturer, such as Union Carbide Corporation, has a duty to warn end users of an unreasonable danger in the contemplated use of its products"—was misleading. As the Third District explained, this instruction failed to inform the jury about the learned intermediary defense, which permits Union Carbide to "discharge[] its duty [to warn] by adequately warning the intermediary manufacturers [to whom Union Carbide sold its asbestos] and reasonably relying on them to warn end-users" about the dangers of the asbestos the intermediaries incorporated into the products they manufactured and sold to end users like Aubin. Union Carbide Corp. v. Aubin, 97 So.3d 886, 902 (Fla. 3d DCA 2012). In so doing, the trial court improperly permitted the jury to find Union Carbide liable simply because Union Carbide did not directly warn Aubin about the dangers of asbestos. Therefore, I respectfully dissent.
The trial court refused to instruct the jury on the learned intermediary defense based on the Fourth District Court of Appeal's holding in McConnell v. Union Carbide Corp., 937 So.2d 148, 156 (Fla. 4th DCA 2006), that this defense "is not applicable to Calidria Asbestos and Ready-Mix with its hidden measure of asbestos,"
Notwithstanding these conclusions, the majority holds that Union Carbide is not entitled to a new trial in which it will have the benefit of a jury instruction on the learned intermediary defense because, in the majority's view, Union Carbide failed to request an instruction that included "an accurate statement of the law as to this defense." Majority op. at 518. The record belies the majority's holding.
During the charge conference, Union Carbide objected to the instruction that it had a duty to directly warn end users, arguing that this instruction, standing alone, was misleading. Union Carbide argued that this instruction is "not a correct statement of the law[, and] basically say[s] game, set, match, if Union Carbide didn't warn Mr. Aubin, you should find for Mr. Aubin." Union Carbide further argued that "there are other factors that the jury should take into consideration" in determining whether it satisfied its duty to warn.
Specifically, Union Carbide proposed jury instructions modeled after both the Second and Third Restatements of Torts and requested that these instructions be given in lieu of, or at least in addition to, the general instruction stating that Union Carbide had a duty to warn end users. One of these proposed instructions stated that, "[i]n considering what constitutes reasonable care in connection with [the] failure to warn claim, [the jury's] consideration may include, but is not limited to[:] the warnings Union Carbide provided to its customers who used Union Carbide's asbestos in making joint compound or ceiling sprays," "whether Union Carbide asbestos customers were aware of the dangers involving asbestos," "whether Union Carbide had access to joint compound and ceiling spray end customers," and "whether Union Carbide had the ability to require customers to give specific warnings to users of the products incorporating Union Carbide's asbestos."
In holding that Union Carbide's efforts were insufficient to preserve its right to have the jury instructed on the learned intermediary defense, the majority singles out two of Union Carbide's proposed factors as inaccurate statements of the law. First, the majority takes issue with the factor of "whether Union Carbide asbestos customers [(the intermediaries)] were aware of the dangers involving asbestos," suggesting that this factor improperly focuses on what the intermediary, rather than the end user, knew about the dangers of the product. However, the intermediary's knowledge that the product is in fact dangerous is necessary for the intermediary to pass on the proper warnings to end users and, therefore, entirely relevant to the learned intermediary defense. See Union Carbide, 97 So.3d at 899 (explaining that "the intermediary's education, knowledge, expertise, and relationship with end-users bear heavily on the reasonableness of a manufacturer relying on that intermediary to relay warnings to the end-users") (emphasis added).
Further, Union Carbide's proposed instructions do not suggest that the mere fact its intermediaries knew about the dangers of asbestos was sufficient, in and of itself, to discharge Union Carbide's duty to
Next, the majority faults Union Carbide for proposing that the jury should factor "whether Union Carbide had access to joint compound and ceiling spray end customers" into its analysis because, in the majority's view, it improperly requires that Union Carbide "must have direct access to the end user." Majority op. at 518-19. However, the majority wrongly reads this proposed factor to say something it plainly does not. Nothing about this factor suggests that Union Carbide could somehow avoid its duty to warn simply because it lacks access to the end users. Rather, this factor suggests that it would probably be more reasonable for Union Carbide to rely on intermediaries who know about the dangers of its asbestos to warn end users if the intermediaries had greater access to the end users than Union Carbide, but less reasonable if Union Carbide's access was basically the same as the intermediaries' access. Indeed, as the majority acknowledges, Florida law defines a learned intermediary as "one who has knowledge of the danger and whose position vis-a-vis the manufacturer and consumer, confers a duty to convey the requisite warnings to the consumer." Majority op. at 514 (emphasis added) (quoting Kavanaugh, 879 So.2d at 44).
Moreover, the Third Restatement specifically lists "the feasibility and effectiveness of giving a warning directly to the user" among the factors relevant to the learned intermediary defense. Restatement (Third) of Torts: Prod. Liab. § 2 cmt. i (1998). Though the majority declines to adopt the Third Restatement, this holding is of no moment where the learned intermediary defense is concerned because, as the majority expressly recognizes, "[t]he Second and Third Restatements both recognize that a manufacturer may be able to rely on an intermediary to relay warnings to the end user," and as the majority opinion indicates, both Restatements rely upon basically the same factors in determining whether a manufacturer can reasonably rely on the intermediary and thereby can discharge its duty to warn an end user. Majority op. at 515; see also Union Carbide, 97 So.3d at 904 ("[B]ecause the jury instructions did not inform the jury that Union Carbide could have discharged its duty to warn end-users by adequately warning the intermediary manufacturers, and reasonably relying on them to warn end-users, they were misleading under both the Third Restatement and the Second Restatement.").
While it is unclear from the majority's opinion what magic words Union Carbide should have used to preserve its right to an instruction on the learned intermediary defense (especially since—as the majority also acknowledges—there are no standard jury instructions on this defense), it is clear from the record that Union Carbide asked that the jury be instructed on the learned intermediary defense and proposed jury instructions that included several non-exhaustive factors that would have been appropriate for the jury to consider in assessing whether it was reasonable under the circumstances for Union Carbide to rely on its intermediaries to warn end users. It is further clear that the facts supported the application of the learned intermediary defense and that a jury instruction on this defense was necessary
Accordingly, because the jury instructions on Aubin's failure to warn claims were misleading and because it is impossible to tell from the jury's verdict whether the jury's finding that Union Carbide "place[d] products on the market with a defect which was the legal cause of damage to [Aubin]" applies to Aubin's design defect claim, warning defect claim, or both, Union Carbide is entitled to a new trial. I respectfully dissent.
CANADY, J., concurs.
Id.